Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, MING SHUN
Chinese Name of Relevant Individual
鄧明純
HKMA Registration Number
AH0826
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2022 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2022 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2021 - 28 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2021 - 28 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2019 - 29 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2019 - 29 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2016 - 29 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2016 - 29 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Mar 2016 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, MING SHUN
:
Chinese Name of Relevant Individual
鄧明純
:
HKMA Registration Number
AH0826
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0826
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Oct 2022 - 31 Dec 2024
No
AH0826
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
08 Oct 2022 - 31 Dec 2024
No
AH0826
DAH SING BANK, LIMITED
Type 1: dealing in securities
25 Mar 2021 - 28 Aug 2022
No
AH0826
DAH SING BANK, LIMITED
Type 4: advising on securities
25 Mar 2021 - 28 Aug 2022
No
AH0826
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
09 Jan 2019 - 29 Oct 2020
No
AH0826
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
09 Jan 2019 - 29 Oct 2020
No
AH0826
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Mar 2016 - 29 Oct 2018
No
AH0826
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Mar 2016 - 29 Oct 2018
No
AH0826
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Mar 2016 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.