Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUI, NAN XU
Chinese Name of Relevant Individual
眭楠
HKMA Registration Number
AH0832
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
SFC CE number
AAA865
Business Address
SUITE 3602, 36/F., CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2022 - 23 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2016 - 30 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2016 - 30 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2016 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUI, NAN XU
:
Chinese Name of Relevant Individual
眭楠
:
HKMA Registration Number
AH0832
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
24 Aug 2024
No
DIRECTOR
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
24 Aug 2024
No
DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
CANADIAN IMPERIAL BANK OF COMMERCE
AAA865
SUITE 3602, 36/F., CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0832
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
Since 24 Aug 2024
No
AH0832
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
Since 24 Aug 2024
No
AH0832
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
17 May 2022 - 23 Jun 2024
No
AH0832
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
16 May 2016 - 30 Jan 2022
No
AH0832
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
16 May 2016 - 30 Jan 2022
No
AH0832
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Mar 2016 - 13 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.