Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHIN WAI
Chinese Name of Relevant Individual
陳展煒
HKMA Registration Number
AH0834
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF INVESTMENT PRODUCT TEAM
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
First date of engagement
20 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF INVESTMENT PRODUCT TEAM
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK J. SAFRA SARASIN AG
SFC CE number
AHX499
Business Address
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2018 - 11 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2018 - 11 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2017 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2017 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2016 - 08 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHIN WAI
:
Chinese Name of Relevant Individual
陳展煒
:
HKMA Registration Number
AH0834
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
20 May 2022
No
STAFF OF INVESTMENT PRODUCT TEAM
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
20 May 2022
No
STAFF OF INVESTMENT PRODUCT TEAM
Name of Registered Institution
SFC CE number
Business Address
BANK J. SAFRA SARASIN AG
AHX499
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0834
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
Since 20 May 2022
No
AH0834
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
Since 20 May 2022
No
AH0834
BANCO SANTANDER, S.A.
Type 1: dealing in securities
11 Aug 2018 - 11 May 2022
No
AH0834
BANCO SANTANDER, S.A.
Type 4: advising on securities
11 Aug 2018 - 11 May 2022
No
AH0834
BANK OF MONTREAL
Type 1: dealing in securities
22 Jun 2017 - 09 Feb 2018
No
AH0834
BANK OF MONTREAL
Type 4: advising on securities
22 Jun 2017 - 09 Feb 2018
No
AH0834
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Mar 2016 - 08 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
