Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, EE CHIAN, BENJAMIN
Chinese Name of Relevant Individual

陳奕銓
HKMA Registration Number
AH0840
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Mar 2016
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Mar 2016
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Mar 2016
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, EE CHIAN, BENJAMIN
:
Chinese Name of Relevant Individual
陳奕銓
:
HKMA Registration Number
AH0840
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
04 Mar 2016
No
INVESTMENT BANKER
UBS AG
Type 4: advising on securities
04 Mar 2016
No
INVESTMENT BANKER
UBS AG
Type 6: advising on corporate finance
04 Mar 2016
No
INVESTMENT BANKER