Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SNEYD, MICHAEL JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AH0846
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2019 - 12 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2017 - 27 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2017 - 27 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2017 - 18 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2017 - 18 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SNEYD, MICHAEL JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0846
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0846
BNP PARIBAS
Type 1: dealing in securities
11 Jun 2019 - 12 Jun 2019
No
AH0846
BNP PARIBAS
Type 1: dealing in securities
25 Oct 2017 - 27 Oct 2017
No
AH0846
BNP PARIBAS
Type 4: advising on securities
25 Oct 2017 - 27 Oct 2017
No
AH0846
BNP PARIBAS
Type 1: dealing in securities
17 May 2017 - 18 May 2017
No
AH0846
BNP PARIBAS
Type 4: advising on securities
17 May 2017 - 18 May 2017
No
AH0846
BNP PARIBAS
Type 1: dealing in securities
04 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.