Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, KA WAI
Chinese Name of Relevant Individual
容家煒
HKMA Registration Number
AH0853
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2017 - 25 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2016 - 03 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2016 - 03 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, KA WAI
:
Chinese Name of Relevant Individual
容家煒
:
HKMA Registration Number
AH0853
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0853
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
14 Oct 2017 - 25 Jun 2019
No
AH0853
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
05 Mar 2016 - 03 Sep 2017
No
AH0853
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
05 Mar 2016 - 03 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.