Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HSIAO, CHE-CHUAN
Chinese Name of Relevant Individual
蕭澤泉
HKMA Registration Number
AH0869
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2016 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2016 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2016 - 06 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2016 - 06 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HSIAO, CHE-CHUAN
:
Chinese Name of Relevant Individual
蕭澤泉
:
HKMA Registration Number
AH0869
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0869
CTBC BANK CO., LTD.
Type 1: dealing in securities
09 Jun 2016 - 27 Jul 2019
No
AH0869
CTBC BANK CO., LTD.
Type 4: advising on securities
09 Jun 2016 - 27 Jul 2019
No
AH0869
CTBC BANK CO., LTD.
Type 1: dealing in securities
08 Mar 2016 - 06 Jun 2016
No
AH0869
CTBC BANK CO., LTD.
Type 4: advising on securities
08 Mar 2016 - 06 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.