Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, WOO SUN
Chinese Name of Relevant Individual
金佑善
HKMA Registration Number
AH0885
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2016 - 21 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2016 - 21 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Mar 2016 - 21 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, WOO SUN
:
Chinese Name of Relevant Individual
金佑善
:
HKMA Registration Number
AH0885
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0885
KDB ASIA LIMITED
Type 1: dealing in securities
10 Mar 2016 - 21 Jan 2019
No
AH0885
KDB ASIA LIMITED
Type 4: advising on securities
10 Mar 2016 - 21 Jan 2019
No
AH0885
KDB ASIA LIMITED
Type 6: advising on corporate finance
10 Mar 2016 - 21 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.