Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, KAM LEUNG
Chinese Name of Relevant Individual
袁錦亮
HKMA Registration Number
AH0894
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2024 - 15 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2021 - 01 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2021 - 01 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Oct 2021 - 01 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2021 - 02 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2021 - 02 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2016 - 20 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2016 - 20 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2016 - 19 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2016 - 19 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, KAM LEUNG
:
Chinese Name of Relevant Individual
袁錦亮
:
HKMA Registration Number
AH0894
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Jan 2025
No
SALES, BRANCHES
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
22 Jan 2025
No
SALES, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0894
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 22 Jan 2025
No
AH0894
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 22 Jan 2025
No
AH0894
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Nov 2024 - 15 Dec 2024
No
AH0894
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Oct 2021 - 01 Oct 2024
No
AH0894
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Oct 2021 - 01 Oct 2024
No
AH0894
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Oct 2021 - 01 Oct 2024
No
AH0894
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Mar 2021 - 02 Oct 2021
No
AH0894
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
20 Mar 2021 - 02 Oct 2021
No
AH0894
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Sep 2016 - 20 Nov 2018
No
AH0894
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Sep 2016 - 20 Nov 2018
No
AH0894
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Mar 2016 - 19 Jun 2016
No
AH0894
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Mar 2016 - 19 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.