Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, NGAI SHUN
Chinese Name of Relevant Individual
朱毅迅
HKMA Registration Number
AH0932
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2024 - 20 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2024 - 20 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2023 - 20 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2023 - 20 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2021 - 05 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2018 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2018 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2018 - 19 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2018 - 19 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2016 - 01 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2016 - 01 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, NGAI SHUN
:
Chinese Name of Relevant Individual
朱毅迅
:
HKMA Registration Number
AH0932
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
13 Jan 2026
No
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT
CHONG HING BANK LIMITED
Type 4: advising on securities
13 Jan 2026
No
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0932
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 13 Jan 2026
No
AH0932
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 13 Jan 2026
No
AH0932
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
20 Feb 2024 - 20 Oct 2025
No
AH0932
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
20 Feb 2024 - 20 Oct 2025
No
AH0932
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2023 - 20 Dec 2023
No
AH0932
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2023 - 20 Dec 2023
No
AH0932
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Sep 2021 - 05 Jul 2023
No
AH0932
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
17 Aug 2018 - 06 Aug 2021
No
AH0932
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
17 Aug 2018 - 06 Aug 2021
No
AH0932
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
18 May 2018 - 19 Jun 2018
No
AH0932
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
18 May 2018 - 19 Jun 2018
No
AH0932
CHONG HING BANK LIMITED
Type 1: dealing in securities
12 Mar 2016 - 01 Jan 2017
No
AH0932
CHONG HING BANK LIMITED
Type 4: advising on securities
12 Mar 2016 - 01 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.