Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TARGUI, STEPHANE JEAN-PAUL PATRICE
Chinese Name of Relevant Individual
HKMA Registration Number
AH0936
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2019 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2019 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2019 - 23 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2019 - 23 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2018 - 17 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2018 - 17 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2017 - 26 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2017 - 26 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2016 - 17 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2016 - 17 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TARGUI, STEPHANE JEAN-PAUL PATRICE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0936
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0936
UBS AG
Type 1: dealing in securities
24 Oct 2019 - 25 Oct 2019
No
AH0936
UBS AG
Type 4: advising on securities
24 Oct 2019 - 25 Oct 2019
No
AH0936
UBS AG
Type 1: dealing in securities
22 Jul 2019 - 23 Jul 2019
No
AH0936
UBS AG
Type 4: advising on securities
22 Jul 2019 - 23 Jul 2019
No
AH0936
UBS AG
Type 1: dealing in securities
08 May 2019 - 10 May 2019
No
AH0936
UBS AG
Type 4: advising on securities
08 May 2019 - 10 May 2019
No
AH0936
UBS AG
Type 1: dealing in securities
13 Mar 2018 - 17 Mar 2018
No
AH0936
UBS AG
Type 4: advising on securities
13 Mar 2018 - 17 Mar 2018
No
AH0936
UBS AG
Type 1: dealing in securities
21 Mar 2017 - 26 Mar 2017
No
AH0936
UBS AG
Type 4: advising on securities
21 Mar 2017 - 26 Mar 2017
No
AH0936
UBS AG
Type 1: dealing in securities
14 Mar 2016 - 17 Mar 2016
No
AH0936
UBS AG
Type 4: advising on securities
14 Mar 2016 - 17 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.