Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SALUJA, ROHIN
Chinese Name of Relevant Individual
HKMA Registration Number
AH0937
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2021 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2021 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Mar 2017 - 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2016 - 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2016 - 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Oct 2016 - 02 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2016 - 18 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2016 - 18 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SALUJA, ROHIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0937
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0937
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Jan 2021 - 31 May 2024
No
AH0937
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Jan 2021 - 31 May 2024
No
AH0937
UBS AG
Type 6: advising on corporate finance
04 Mar 2017 - 14 Sep 2018
No
AH0937
UBS AG
Type 1: dealing in securities
28 Oct 2016 - 14 Sep 2018
No
AH0937
UBS AG
Type 4: advising on securities
28 Oct 2016 - 14 Sep 2018
No
AH0937
UBS AG
Type 7: providing automated trading services
28 Oct 2016 - 02 Mar 2017
No
AH0937
UBS AG
Type 1: dealing in securities
14 Mar 2016 - 18 Mar 2016
No
AH0937
UBS AG
Type 4: advising on securities
14 Mar 2016 - 18 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.