Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, CHUN YIU
Chinese Name of Relevant Individual
魏仲堯
HKMA Registration Number
AH0957
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, INSURANCE SPECIALIST
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, INSURANCE SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2021 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2021 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2019 - 14 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2019 - 14 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2019 - 23 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2019 - 23 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Jan 2019 - 23 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2017 - 16 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2017 - 16 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2016 - 14 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2016 - 14 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Mar 2016 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, CHUN YIU
:
Chinese Name of Relevant Individual
魏仲堯
:
HKMA Registration Number
AH0957
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Mar 2026
No
ASSISTANT VICE PRESIDENT, INSURANCE SPECIALIST
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Mar 2026
No
ASSISTANT VICE PRESIDENT, INSURANCE SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0957
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 28 Mar 2026
No
AH0957
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 28 Mar 2026
No
AH0957
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jun 2021 - 21 Jan 2026
No
AH0957
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jun 2021 - 21 Jan 2026
No
AH0957
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
15 Aug 2019 - 14 May 2021
No
AH0957
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
15 Aug 2019 - 14 May 2021
No
AH0957
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Jan 2019 - 23 Jun 2019
No
AH0957
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Jan 2019 - 23 Jun 2019
No
AH0957
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Jan 2019 - 23 Jun 2019
No
AH0957
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2017 - 16 Aug 2018
No
AH0957
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2017 - 16 Aug 2018
No
AH0957
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Mar 2016 - 14 Feb 2017
No
AH0957
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Mar 2016 - 14 Feb 2017
No
AH0957
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Mar 2016 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.