Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TIAN, XIAONAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH0962
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2017 - 23 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2017 - 23 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2016 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2016 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2016 - 17 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2016 - 17 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TIAN, XIAONAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0962
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0962
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 May 2017 - 23 May 2017
No
AH0962
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 May 2017 - 23 May 2017
No
AH0962
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Nov 2016 - 18 Nov 2016
No
AH0962
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Nov 2016 - 18 Nov 2016
No
AH0962
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Sep 2016 - 30 Sep 2016
No
AH0962
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Sep 2016 - 30 Sep 2016
No
AH0962
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Mar 2016 - 17 Mar 2016
No
AH0962
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Mar 2016 - 17 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.