Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, KA YI
Chinese Name of Relevant Individual
鄭嘉懿
HKMA Registration Number
AH0966
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BUSINESS DEVELOPMENT MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
20 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BUSINESS DEVELOPMENT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2025 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2025 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2025 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2025 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2023 - 30 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2023 - 30 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2023 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2021 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Nov 2021 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2019 - 06 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Apr 2019 - 06 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2016 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2016 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, KA YI
:
Chinese Name of Relevant Individual
鄭嘉懿
:
HKMA Registration Number
AH0966
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 May 2026
No
SENIOR BUSINESS DEVELOPMENT MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 May 2026
No
SENIOR BUSINESS DEVELOPMENT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0966
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 20 May 2026
No
AH0966
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 20 May 2026
No
AH0966
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Sep 2025 - 03 May 2026
No
AH0966
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Sep 2025 - 03 May 2026
No
AH0966
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2025 - 14 Sep 2025
No
AH0966
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2025 - 14 Sep 2025
No
AH0966
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jul 2023 - 30 Dec 2024
No
AH0966
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jul 2023 - 30 Dec 2024
No
AH0966
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Feb 2023 - 02 Jul 2023
No
AH0966
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Nov 2021 - 02 Jul 2023
No
AH0966
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Nov 2021 - 02 Jul 2023
No
AH0966
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Apr 2019 - 06 Jul 2021
No
AH0966
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Apr 2019 - 06 Jul 2021
No
AH0966
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Mar 2016 - 06 Jan 2019
No
AH0966
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Mar 2016 - 06 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.