Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NI, JUNLIANG
Chinese Name of Relevant Individual
倪君量
HKMA Registration Number
AH0968
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2024 - 24 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2024 - 24 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Mar 2024 - 24 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2016 - 08 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 May 2016 - 08 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2016 - 24 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Mar 2016 - 24 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NI, JUNLIANG
:
Chinese Name of Relevant Individual
倪君量
:
HKMA Registration Number
AH0968
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0968
ROYAL BANK OF CANADA
Type 1: dealing in securities
11 Mar 2024 - 24 Mar 2025
No
AH0968
ROYAL BANK OF CANADA
Type 4: advising on securities
11 Mar 2024 - 24 Mar 2025
No
AH0968
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
11 Mar 2024 - 24 Mar 2025
No
AH0968
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2016 - 08 May 2016
No
AH0968
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 May 2016 - 08 May 2016
No
AH0968
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
16 Mar 2016 - 24 Mar 2016
No
AH0968
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
16 Mar 2016 - 24 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.