Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, PO SANG
Chinese Name of Relevant Individual
李寶生
HKMA Registration Number
AH0970
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2019 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2019 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2016 - 18 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2016 - 18 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, PO SANG
:
Chinese Name of Relevant Individual
李寶生
:
HKMA Registration Number
AH0970
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0970
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Jun 2019 - 19 Sep 2021
No
AH0970
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Jun 2019 - 19 Sep 2021
No
AH0970
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
16 Mar 2016 - 18 Jun 2017
No
AH0970
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
16 Mar 2016 - 18 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.