Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
REN, ALISSA XIAOCHEN
Chinese Name of Relevant Individual
HKMA Registration Number
AH0997
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2026 - 09 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2025 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2025 - 10 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2025 - 17 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2025 - 24 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2024 - 15 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2023 - 12 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2023 - 10 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2019 - 05 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2019 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2018 - 09 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2018 - 08 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2017 - 08 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2017 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2016 - 17 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
REN, ALISSA XIAOCHEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH0997
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0997
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jan 2026 - 09 Jan 2026
No
AH0997
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Nov 2025 - 28 Nov 2025
No
AH0997
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Jul 2025 - 10 Jul 2025
No
AH0997
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Apr 2025 - 17 Apr 2025
No
AH0997
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Jan 2025 - 24 Jan 2025
No
AH0997
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Mar 2024 - 15 Mar 2024
No
AH0997
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jul 2023 - 12 Jul 2023
No
AH0997
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Feb 2023 - 10 Feb 2023
No
AH0997
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
02 Jul 2019 - 05 Jul 2019
No
AH0997
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
23 Apr 2019 - 26 Apr 2019
No
AH0997
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
06 Nov 2018 - 09 Nov 2018
No
AH0997
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
05 Mar 2018 - 08 Mar 2018
No
AH0997
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
01 Sep 2017 - 08 Sep 2017
No
AH0997
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
15 May 2017 - 19 May 2017
No
AH0997
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
14 Nov 2016 - 17 Nov 2016
No
AH0997
WESTPAC BANKING CORPORATION
Type 4: advising on securities
14 Nov 2016 - 17 Nov 2016
No
AH0997
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
14 Jun 2016 - 17 Jun 2016
No
AH0997
WESTPAC BANKING CORPORATION
Type 4: advising on securities
14 Jun 2016 - 17 Jun 2016
No
AH0997
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
18 Mar 2016
No
AH0997
WESTPAC BANKING CORPORATION
Type 4: advising on securities
18 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.