Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAU, CHEUK YAN ROANNA
Chinese Name of Relevant Individual

周芍慇
HKMA Registration Number
AH1013
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RESEARCH
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAU, CHEUK YAN ROANNA
:
Chinese Name of Relevant Individual
周芍慇
:
HKMA Registration Number
AH1013
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 4: advising on securities
07 Aug 2023
No
RESEARCH