Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MCKERRACHER, PETER LLOYD
Chinese Name of Relevant Individual
HKMA Registration Number
AH1020
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2017 - 01 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2017 - 01 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jun 2017 - 01 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2017 - 22 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2017 - 22 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Feb 2017 - 22 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2016 - 07 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2016 - 07 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Dec 2016 - 07 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2016 - 24 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2016 - 24 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Sep 2016 - 24 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2016 - 11 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2016 - 11 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 May 2016 - 11 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MCKERRACHER, PETER LLOYD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1020
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1020
UBS AG
Type 1: dealing in securities
07 Jun 2017 - 01 Oct 2021
No
AH1020
UBS AG
Type 4: advising on securities
07 Jun 2017 - 01 Oct 2021
No
AH1020
UBS AG
Type 6: advising on corporate finance
07 Jun 2017 - 01 Oct 2021
No
AH1020
UBS AG
Type 1: dealing in securities
17 Feb 2017 - 22 Feb 2017
No
AH1020
UBS AG
Type 4: advising on securities
17 Feb 2017 - 22 Feb 2017
No
AH1020
UBS AG
Type 6: advising on corporate finance
17 Feb 2017 - 22 Feb 2017
No
AH1020
UBS AG
Type 1: dealing in securities
05 Dec 2016 - 07 Dec 2016
No
AH1020
UBS AG
Type 4: advising on securities
05 Dec 2016 - 07 Dec 2016
No
AH1020
UBS AG
Type 6: advising on corporate finance
05 Dec 2016 - 07 Dec 2016
No
AH1020
UBS AG
Type 1: dealing in securities
21 Sep 2016 - 24 Sep 2016
No
AH1020
UBS AG
Type 4: advising on securities
21 Sep 2016 - 24 Sep 2016
No
AH1020
UBS AG
Type 6: advising on corporate finance
21 Sep 2016 - 24 Sep 2016
No
AH1020
UBS AG
Type 1: dealing in securities
05 May 2016 - 11 May 2016
No
AH1020
UBS AG
Type 4: advising on securities
05 May 2016 - 11 May 2016
No
AH1020
UBS AG
Type 6: advising on corporate finance
05 May 2016 - 11 May 2016
No
AH1020
UBS AG
Type 1: dealing in securities
21 Mar 2016 - 25 Mar 2016
No
AH1020
UBS AG
Type 4: advising on securities
21 Mar 2016 - 25 Mar 2016
No
AH1020
UBS AG
Type 6: advising on corporate finance
21 Mar 2016 - 25 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.