Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, KING LEUNG
Chinese Name of Relevant Individual
蘇景良
HKMA Registration Number
AH1023
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2016 - 02 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2016 - 02 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
21 Mar 2016 - 02 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2016 - 02 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2016 - 02 Jul 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, KING LEUNG
:
Chinese Name of Relevant Individual
蘇景良
:
HKMA Registration Number
AH1023
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1023
CITIBANK, N.A.
Type 1: dealing in securities
21 Mar 2016 - 02 Jul 2025
No
AH1023
CITIBANK, N.A.
Type 4: advising on securities
21 Mar 2016 - 02 Jul 2025
No
AH1023
CITIBANK, N.A.
Type 9: asset management
21 Mar 2016 - 02 Jul 2025
No
AH1023
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Mar 2016 - 02 Jul 2025
No
AH1023
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
21 Mar 2016 - 02 Jul 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.