Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOORE, SIMON MICHAEL
Chinese Name of Relevant Individual
HKMA Registration Number
AH1048
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2020 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2019 - 05 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2019 - 11 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2019 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2019 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2019 - 09 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2018 - 21 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2018 - 27 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2018 - 25 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2017 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2016 - 25 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOORE, SIMON MICHAEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1048
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jan 2020 - 15 Jan 2020
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Dec 2019 - 05 Dec 2019
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Nov 2019
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Sep 2019 - 11 Sep 2019
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jul 2019 - 26 Jul 2019
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
17 May 2019 - 22 May 2019
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Jan 2019 - 09 Jan 2019
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Nov 2018 - 21 Nov 2018
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Jul 2018 - 27 Jul 2018
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
23 May 2018 - 25 May 2018
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Jan 2017 - 18 Jan 2017
No
AH1048
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Mar 2016 - 25 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.