Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAGSUCI, JAMES DE LA PENA
Chinese Name of Relevant Individual
HKMA Registration Number
AH1049
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2018 - 10 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2018 - 16 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2016 - 24 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAGSUCI, JAMES DE LA PENA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1049
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1049
BARCLAYS BANK PLC
Type 1: dealing in securities
02 Nov 2018 - 10 Nov 2018
No
AH1049
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Jan 2018 - 16 Jan 2018
No
AH1049
BARCLAYS BANK PLC
Type 1: dealing in securities
02 Dec 2017
No
AH1049
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Mar 2016 - 24 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.