Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SIU CHUN
Chinese Name of Relevant Individual
陳兆津
HKMA Registration Number
AH1131
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
08 Feb 2021 - 06 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2018 - 06 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2016 - 12 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2016 - 12 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SIU CHUN
:
Chinese Name of Relevant Individual
陳兆津
:
HKMA Registration Number
AH1131
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1131
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
08 Feb 2021 - 06 May 2022
No
AH1131
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Feb 2018 - 06 May 2022
No
AH1131
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
02 Apr 2016 - 12 May 2017
No
AH1131
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
02 Apr 2016 - 12 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.