Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TOWART, LACHLAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH1134
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2022 - 01 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2022 - 01 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2021 - 27 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2021 - 27 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2018 - 24 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2018 - 24 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2017 - 07 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2017 - 07 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2016 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2016 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TOWART, LACHLAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1134
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1134
UBS AG
Type 1: dealing in securities
27 Oct 2022 - 01 Nov 2022
No
AH1134
UBS AG
Type 4: advising on securities
27 Oct 2022 - 01 Nov 2022
No
AH1134
UBS AG
Type 1: dealing in securities
12 May 2021 - 27 Apr 2022
No
AH1134
UBS AG
Type 4: advising on securities
12 May 2021 - 27 Apr 2022
No
AH1134
UBS AG
Type 1: dealing in securities
05 Sep 2018 - 24 May 2019
No
AH1134
UBS AG
Type 4: advising on securities
05 Sep 2018 - 24 May 2019
No
AH1134
UBS AG
Type 1: dealing in securities
05 Feb 2018 - 09 Feb 2018
No
AH1134
UBS AG
Type 4: advising on securities
05 Feb 2018 - 09 Feb 2018
No
AH1134
UBS AG
Type 1: dealing in securities
12 Oct 2017 - 07 Nov 2017
No
AH1134
UBS AG
Type 4: advising on securities
12 Oct 2017 - 07 Nov 2017
No
AH1134
UBS AG
Type 1: dealing in securities
05 Apr 2016 - 08 Apr 2016
No
AH1134
UBS AG
Type 4: advising on securities
05 Apr 2016 - 08 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.