Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DONLON, BARRY
Chinese Name of Relevant Individual
HKMA Registration Number
AH1147
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2025 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2025 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jan 2025 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2018 - 08 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2018 - 08 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Nov 2018 - 08 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2017 - 28 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2017 - 28 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Aug 2017 - 28 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2016 - 07 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2016 - 07 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 May 2016 - 07 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2016 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2016 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Apr 2016 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DONLON, BARRY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1147
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1147
UBS AG
Type 1: dealing in securities
28 Jan 2025 - 07 Feb 2025
No
AH1147
UBS AG
Type 4: advising on securities
28 Jan 2025 - 07 Feb 2025
No
AH1147
UBS AG
Type 6: advising on corporate finance
28 Jan 2025 - 07 Feb 2025
No
AH1147
UBS AG
Type 1: dealing in securities
06 Nov 2018 - 08 Nov 2018
No
AH1147
UBS AG
Type 4: advising on securities
06 Nov 2018 - 08 Nov 2018
No
AH1147
UBS AG
Type 6: advising on corporate finance
06 Nov 2018 - 08 Nov 2018
No
AH1147
UBS AG
Type 1: dealing in securities
26 Aug 2017 - 28 Aug 2017
No
AH1147
UBS AG
Type 4: advising on securities
26 Aug 2017 - 28 Aug 2017
No
AH1147
UBS AG
Type 6: advising on corporate finance
26 Aug 2017 - 28 Aug 2017
No
AH1147
UBS AG
Type 1: dealing in securities
04 May 2016 - 07 May 2016
No
AH1147
UBS AG
Type 4: advising on securities
04 May 2016 - 07 May 2016
No
AH1147
UBS AG
Type 6: advising on corporate finance
04 May 2016 - 07 May 2016
No
AH1147
UBS AG
Type 1: dealing in securities
06 Apr 2016 - 08 Apr 2016
No
AH1147
UBS AG
Type 4: advising on securities
06 Apr 2016 - 08 Apr 2016
No
AH1147
UBS AG
Type 6: advising on corporate finance
06 Apr 2016 - 08 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.