Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DUMAS, FLORIAN JEAN ROLAND
Chinese Name of Relevant Individual
HKMA Registration Number
AH1189
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2018 - 13 Nov 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2017 - 04 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2017 - 19 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2016 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2016 - 22 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2016 - 19 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2016 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DUMAS, FLORIAN JEAN ROLAND
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1189
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1189
SOCIETE GENERALE
Type 1: dealing in securities
05 Oct 2018 - 13 Nov 2019
Yes
AH1189
SOCIETE GENERALE
Type 1: dealing in securities
13 Jul 2017 - 04 Oct 2018
No
AH1189
BNP PARIBAS
Type 1: dealing in securities
16 Jan 2017 - 19 Jan 2017
No
AH1189
BNP PARIBAS
Type 1: dealing in securities
16 Nov 2016 - 18 Nov 2016
No
AH1189
BNP PARIBAS
Type 1: dealing in securities
19 Sep 2016 - 22 Sep 2016
No
AH1189
BNP PARIBAS
Type 1: dealing in securities
15 Jul 2016 - 19 Jul 2016
No
AH1189
BNP PARIBAS
Type 1: dealing in securities
08 Apr 2016 - 14 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.