Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, WAI TING
Chinese Name of Relevant Individual
謝偉庭
HKMA Registration Number
AH1197
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2022 - 13 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2022 - 13 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 27 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 27 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2018 - 27 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2018 - 27 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2016 - 11 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2016 - 11 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, WAI TING
:
Chinese Name of Relevant Individual
謝偉庭
:
HKMA Registration Number
AH1197
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1197
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2022 - 13 Aug 2022
No
AH1197
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 May 2022 - 13 Aug 2022
No
AH1197
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 27 Mar 2022
No
AH1197
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 27 Mar 2022
No
AH1197
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Apr 2018 - 27 Mar 2022
No
AH1197
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Apr 2018 - 27 Mar 2022
No
AH1197
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Apr 2016 - 11 Dec 2016
No
AH1197
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Apr 2016 - 11 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.