Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUNG, EGWIN LING FENG
Chinese Name of Relevant Individual
沈凌鋒
HKMA Registration Number
AH1201
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
First date of engagement
01 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANQUE PICTET & CIE SA
SFC CE number
BMG891
Business Address
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
Since 01 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2016 - 23 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2016 - 23 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
04 Jul 2016 - 23 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2016 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2016 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUNG, EGWIN LING FENG
:
Chinese Name of Relevant Individual
沈凌鋒
:
HKMA Registration Number
AH1201
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANQUE PICTET & CIE SA
Type 1: dealing in securities
18 Dec 2024
No
RELATIONSHIP MANAGEMENT
BANQUE PICTET & CIE SA
Type 4: advising on securities
18 Dec 2024
No
RELATIONSHIP MANAGEMENT
BANQUE PICTET & CIE SA
Type 9: asset management
01 Jul 2025
No
RELATIONSHIP MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANQUE PICTET & CIE SA
BMG891
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1201
BANQUE PICTET & CIE SA
Type 9: asset management
Since 01 Jul 2025
No
AH1201
BANQUE PICTET & CIE SA
Type 1: dealing in securities
Since 18 Dec 2024
No
AH1201
BANQUE PICTET & CIE SA
Type 4: advising on securities
Since 18 Dec 2024
No
AH1201
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
04 Jul 2016 - 23 Oct 2024
No
AH1201
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
04 Jul 2016 - 23 Oct 2024
No
AH1201
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
04 Jul 2016 - 23 Oct 2024
No
AH1201
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
11 Apr 2016 - 19 May 2016
No
AH1201
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
11 Apr 2016 - 19 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
