Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
YUAN, YUXU
Chinese Name of Relevant Individual

袁宇旭
HKMA Registration Number
AH1237
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
DIVISION HEAD, COMMERCIAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
DIVISION HEAD, COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YUAN, YUXU
:
Chinese Name of Relevant Individual
袁宇旭
:
HKMA Registration Number
AH1237
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
05 Aug 2022
No
DIVISION HEAD, COMMERCIAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
05 Aug 2022
No
DIVISION HEAD, COMMERCIAL BANKING