Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, KAI HIM
Chinese Name of Relevant Individual
鄭棨謙
HKMA Registration Number
AH1253
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING STAFF
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING STAFF
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2024 - 03 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2024 - 03 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2022 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2022 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jan 2022 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2019 - 09 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2019 - 09 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2018 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2018 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Feb 2018 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2016 - 13 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2016 - 13 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, KAI HIM
:
Chinese Name of Relevant Individual
鄭棨謙
:
HKMA Registration Number
AH1253
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2026
No
PRIVATE BANKING STAFF
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2026
No
PRIVATE BANKING STAFF
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1253
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 15 May 2026
No
AH1253
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 15 May 2026
No
AH1253
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Mar 2024 - 03 Mar 2026
No
AH1253
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
07 Mar 2024 - 03 Mar 2026
No
AH1253
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jan 2022 - 26 Jan 2024
No
AH1253
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Jan 2022 - 26 Jan 2024
No
AH1253
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jan 2022 - 26 Jan 2024
No
AH1253
DAH SING BANK, LIMITED
Type 1: dealing in securities
28 Aug 2019 - 09 Nov 2021
No
AH1253
DAH SING BANK, LIMITED
Type 4: advising on securities
28 Aug 2019 - 09 Nov 2021
No
AH1253
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Feb 2018 - 27 Jul 2019
No
AH1253
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Feb 2018 - 27 Jul 2019
No
AH1253
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Feb 2018 - 27 Jul 2019
No
AH1253
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Apr 2016 - 13 Dec 2017
No
AH1253
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Apr 2016 - 13 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.