Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, HO WING
Chinese Name of Relevant Individual
麥浩榮
HKMA Registration Number
AH1274
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2016 - 23 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2016 - 23 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2016 - 29 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2016 - 29 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, HO WING
:
Chinese Name of Relevant Individual
麥浩榮
:
HKMA Registration Number
AH1274
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1274
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Dec 2016 - 23 Dec 2016
No
AH1274
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Dec 2016 - 23 Dec 2016
No
AH1274
CHONG HING BANK LIMITED
Type 1: dealing in securities
16 Apr 2016 - 29 Aug 2016
No
AH1274
CHONG HING BANK LIMITED
Type 4: advising on securities
16 Apr 2016 - 29 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.