Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIAO, TING
Chinese Name of Relevant Individual
廖婷
HKMA Registration Number
AH1314
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2018 - 11 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2018 - 11 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2016 - 03 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2016 - 03 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIAO, TING
:
Chinese Name of Relevant Individual
廖婷
:
HKMA Registration Number
AH1314
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1314
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Aug 2018 - 11 Feb 2022
No
AH1314
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
22 Aug 2018 - 11 Feb 2022
No
AH1314
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Apr 2016 - 03 Jul 2018
No
AH1314
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Apr 2016 - 03 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.