Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAE, KYUNG HO
Chinese Name of Relevant Individual
蔡庚浩
HKMA Registration Number
AH1321
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KOOKMIN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2017 - 10 Dec 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KOOKMIN BANK
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2017 - 10 Dec 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KOOKMIN BANK HONG KONG LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2016 - 03 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KOOKMIN BANK HONG KONG LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2016 - 03 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAE, KYUNG HO
:
Chinese Name of Relevant Individual
蔡庚浩
:
HKMA Registration Number
AH1321
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1321
KOOKMIN BANK
Type 1: dealing in securities
22 Mar 2017 - 10 Dec 2024
Yes
AH1321
KOOKMIN BANK
Type 4: advising on securities
22 Mar 2017 - 10 Dec 2024
Yes
AH1321
KOOKMIN BANK HONG KONG LIMITED
Type 1: dealing in securities
22 Apr 2016 - 03 Jan 2017
Yes
AH1321
KOOKMIN BANK HONG KONG LIMITED
Type 4: advising on securities
22 Apr 2016 - 03 Jan 2017
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.