Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAI, DENNIS SUNG YU
Chinese Name of Relevant Individual

賴宗佑
HKMA Registration Number
AH1328
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Apr 2016
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Apr 2016
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
22 Apr 2016
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAI, DENNIS SUNG YU
:
Chinese Name of Relevant Individual
賴宗佑
:
HKMA Registration Number
AH1328
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
22 Apr 2016
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
22 Apr 2016
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
22 Apr 2016
No
DEALER