Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, CHI CHUNG HENRY
Chinese Name of Relevant Individual
鄭智聰
HKMA Registration Number
AH1331
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2024 - 01 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2024 - 01 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2022 - 27 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2022 - 27 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2020 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2020 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2016 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2016 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, CHI CHUNG HENRY
:
Chinese Name of Relevant Individual
鄭智聰
:
HKMA Registration Number
AH1331
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1331
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
06 Apr 2024 - 01 Aug 2024
No
AH1331
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
06 Apr 2024 - 01 Aug 2024
No
AH1331
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Sep 2022 - 27 Dec 2023
No
AH1331
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Sep 2022 - 27 Dec 2023
No
AH1331
CITIBANK, N.A.
Type 1: dealing in securities
02 Sep 2021 - 26 Aug 2022
No
AH1331
CITIBANK, N.A.
Type 4: advising on securities
02 Sep 2021 - 26 Aug 2022
No
AH1331
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Sep 2021 - 26 Aug 2022
No
AH1331
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
02 Sep 2021 - 26 Aug 2022
No
AH1331
CREDIT SUISSE AG
Type 1: dealing in securities
04 Jan 2020 - 18 Jun 2021
No
AH1331
CREDIT SUISSE AG
Type 4: advising on securities
04 Jan 2020 - 18 Jun 2021
No
AH1331
UBS AG
Type 1: dealing in securities
23 Apr 2016 - 31 Oct 2019
No
AH1331
UBS AG
Type 4: advising on securities
23 Apr 2016 - 31 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.