Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, KA KI ERNEST
Chinese Name of Relevant Individual
阮嘉麒
HKMA Registration Number
AH1342
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT RELATIONSHIP MANAGER
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Name of Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
SFC CE number
AAN851
Business Address
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
04 May 2024 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
18 Nov 2023 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2022 - 08 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2022 - 08 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2021 - 04 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2021 - 04 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2021 - 04 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2021 - 04 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2020 - 05 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2020 - 05 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2017 - 25 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, KA KI ERNEST
:
Chinese Name of Relevant Individual
阮嘉麒
:
HKMA Registration Number
AH1342
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jan 2026
No
CLIENT SERVICES MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Jan 2026
No
CLIENT SERVICES MANAGER
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Nov 2023
No
ASSISTANT RELATIONSHIP MANAGER
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
04 May 2024
No
ASSISTANT RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
BANK OF CHINA INTERNATIONAL LIMITED
AAN851
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1342
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 31 Jan 2026
No
AH1342
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 31 Jan 2026
No
AH1342
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
Since 04 May 2024
No
AH1342
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 18 Nov 2023
No
AH1342
BANK OF CHINA INTERNATIONAL LIMITED
Type 5: advising on futures contracts
04 May 2024 - 24 Oct 2025
No
AH1342
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
18 Nov 2023 - 24 Oct 2025
No
AH1342
CREDIT SUISSE AG
Type 1: dealing in securities
22 Apr 2022 - 08 Sep 2023
No
AH1342
CREDIT SUISSE AG
Type 4: advising on securities
22 Apr 2022 - 08 Sep 2023
No
AH1342
CITIBANK, N.A.
Type 1: dealing in securities
24 Sep 2021 - 04 Mar 2022
No
AH1342
CITIBANK, N.A.
Type 4: advising on securities
24 Sep 2021 - 04 Mar 2022
No
AH1342
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Sep 2021 - 04 Mar 2022
No
AH1342
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
24 Sep 2021 - 04 Mar 2022
No
AH1342
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Feb 2020 - 05 Sep 2021
No
AH1342
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Feb 2020 - 05 Sep 2021
No
AH1342
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
20 Oct 2017 - 25 Sep 2019
No
AH1342
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
20 Oct 2017 - 25 Sep 2019
No
AH1342
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Apr 2016 - 29 Jul 2016
No
AH1342
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Apr 2016 - 29 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.