Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, WING YAN
Chinese Name of Relevant Individual
李穎恩
HKMA Registration Number
AH1346
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2022 - 01 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2022 - 01 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2020 - 27 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2020 - 27 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2016 - 02 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2016 - 02 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, WING YAN
:
Chinese Name of Relevant Individual
李穎恩
:
HKMA Registration Number
AH1346
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1346
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Mar 2022 - 01 Aug 2022
No
AH1346
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Mar 2022 - 01 Aug 2022
No
AH1346
CHONG HING BANK LIMITED
Type 1: dealing in securities
04 Mar 2020 - 27 Mar 2020
No
AH1346
CHONG HING BANK LIMITED
Type 4: advising on securities
04 Mar 2020 - 27 Mar 2020
No
AH1346
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Apr 2016 - 02 Oct 2019
No
AH1346
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Apr 2016 - 02 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.