Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HARI, SIDDHARTHA
Chinese Name of Relevant Individual
HKMA Registration Number
AH1355
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2018 - 28 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2017 - 20 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2017 - 11 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jan 2017 - 11 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2016 - 14 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Jun 2016 - 14 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2016 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Apr 2016 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HARI, SIDDHARTHA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1355
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1355
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Nov 2018 - 28 Apr 2023
Yes
AH1355
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jul 2017 - 20 Nov 2018
No
AH1355
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Jan 2017 - 11 Jan 2017
No
AH1355
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 Jan 2017 - 11 Jan 2017
No
AH1355
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Jun 2016 - 14 Jun 2016
No
AH1355
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 Jun 2016 - 14 Jun 2016
No
AH1355
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Apr 2016 - 28 Apr 2016
No
AH1355
BARCLAYS BANK PLC
Type 6: advising on corporate finance
25 Apr 2016 - 28 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.