Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PAN, YANG
Chinese Name of Relevant Individual
潘洋
HKMA Registration Number
AH1373
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, ENERGY TRANSITION AND NATURAL RESOURCES
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, ENERGY TRANSITION AND NATURAL RESOURCES
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, ENERGY TRANSITION AND NATURAL RESOURCES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 04 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2021 - 25 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2021 - 25 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Sep 2021 - 25 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2016 - 07 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2016 - 07 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Apr 2016 - 07 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PAN, YANG
:
Chinese Name of Relevant Individual
潘洋
:
HKMA Registration Number
AH1373
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
04 Dec 2025
No
VICE PRESIDENT, ENERGY TRANSITION AND NATURAL RESOURCES
NATIXIS
Type 4: advising on securities
04 Dec 2025
No
VICE PRESIDENT, ENERGY TRANSITION AND NATURAL RESOURCES
NATIXIS
Type 6: advising on corporate finance
04 Dec 2025
No
VICE PRESIDENT, ENERGY TRANSITION AND NATURAL RESOURCES
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1373
NATIXIS
Type 1: dealing in securities
Since 04 Dec 2025
No
AH1373
NATIXIS
Type 4: advising on securities
Since 04 Dec 2025
No
AH1373
NATIXIS
Type 6: advising on corporate finance
Since 04 Dec 2025
No
AH1373
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Sep 2021 - 25 Feb 2022
No
AH1373
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Sep 2021 - 25 Feb 2022
No
AH1373
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 Sep 2021 - 25 Feb 2022
No
AH1373
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
27 Apr 2016 - 07 Jul 2021
No
AH1373
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
27 Apr 2016 - 07 Jul 2021
No
AH1373
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
27 Apr 2016 - 07 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.