Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, CHAK FAI
Chinese Name of Relevant Individual
林澤輝
HKMA Registration Number
AH1391
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2023 - 28 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2023 - 28 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2019 - 28 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2019 - 28 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2019 - 28 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2019 - 28 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2016 - 21 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2016 - 21 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2016 - 21 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2016 - 21 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, CHAK FAI
:
Chinese Name of Relevant Individual
林澤輝
:
HKMA Registration Number
AH1391
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1391
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
19 May 2023 - 28 Aug 2023
No
AH1391
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
19 May 2023 - 28 Aug 2023
No
AH1391
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jan 2019 - 28 Oct 2020
No
AH1391
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Jan 2019 - 28 Oct 2020
No
AH1391
DBS BANK LTD.
Type 1: dealing in securities
16 Jan 2019 - 28 Oct 2020
No
AH1391
DBS BANK LTD.
Type 4: advising on securities
16 Jan 2019 - 28 Oct 2020
No
AH1391
CITIBANK, N.A.
Type 1: dealing in securities
28 Apr 2016 - 21 May 2018
No
AH1391
CITIBANK, N.A.
Type 4: advising on securities
28 Apr 2016 - 21 May 2018
No
AH1391
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Apr 2016 - 21 May 2018
No
AH1391
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
28 Apr 2016 - 21 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.