Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, XIAOYU
Chinese Name of Relevant Individual

李小雨
HKMA Registration Number
AH1397
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY & INSTITUTIONAL BANKING
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY & INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, XIAOYU
:
Chinese Name of Relevant Individual
李小雨
:
HKMA Registration Number
AH1397
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
24 Mar 2026
No
TREASURY & INSTITUTIONAL BANKING
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
24 Mar 2026
No
TREASURY & INSTITUTIONAL BANKING