Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, MAN POK
Chinese Name of Relevant Individual
林文博
HKMA Registration Number
AH1398
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2020 - 22 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2020 - 22 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2016 - 31 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2016 - 31 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2016 - 31 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2016 - 31 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2016 - 31 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2016 - 31 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, MAN POK
:
Chinese Name of Relevant Individual
林文博
:
HKMA Registration Number
AH1398
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1398
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Nov 2020 - 22 Sep 2021
No
AH1398
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Nov 2020 - 22 Sep 2021
No
AH1398
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 May 2016 - 31 Jan 2020
No
AH1398
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 May 2016 - 31 Jan 2020
No
AH1398
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
03 May 2016 - 31 Jan 2020
No
AH1398
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
03 May 2016 - 31 Jan 2020
No
AH1398
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Apr 2016 - 31 Jan 2020
No
AH1398
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Apr 2016 - 31 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.