Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAHLOON, HAMZAH AHMAD
Chinese Name of Relevant Individual
HKMA Registration Number
AH1404
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2017 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2016 - 05 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2016 - 05 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Apr 2016 - 05 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAHLOON, HAMZAH AHMAD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1404
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1404
BNP PARIBAS
Type 1: dealing in securities
31 Aug 2017 - 06 Sep 2023
No
AH1404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Apr 2016 - 05 May 2016
No
AH1404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Apr 2016 - 05 May 2016
No
AH1404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
29 Apr 2016 - 05 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
