Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SOGIE, JOKO
Chinese Name of Relevant Individual
HKMA Registration Number
AH1431
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2018 - 06 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2018 - 02 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2017 - 22 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 May 2017 - 05 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2016 - 06 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2016 - 23 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2016 - 06 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SOGIE, JOKO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1431
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1431
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 May 2019 - 10 May 2019
No
AH1431
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Dec 2018 - 06 Dec 2018
No
AH1431
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Feb 2018 - 02 Mar 2018
No
AH1431
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Sep 2017 - 22 Sep 2017
No
AH1431
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 May 2017 - 05 May 2017
No
AH1431
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Dec 2016 - 06 Dec 2016
No
AH1431
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Aug 2016 - 23 Aug 2016
No
AH1431
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 May 2016 - 06 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.