Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, PO
Chinese Name of Relevant Individual
李波
HKMA Registration Number
AH1434
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, HEAD OF MAINLAND CORPORATE DEPARTMENT I
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, HEAD OF MAINLAND CORPORATE DEPARTMENT I
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2021 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2021 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2016 - 14 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2016 - 14 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, PO
:
Chinese Name of Relevant Individual
李波
:
HKMA Registration Number
AH1434
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
15 Jun 2024
No
SENIOR VICE PRESIDENT, HEAD OF MAINLAND CORPORATE DEPARTMENT I
CHONG HING BANK LIMITED
Type 4: advising on securities
15 Jun 2024
No
SENIOR VICE PRESIDENT, HEAD OF MAINLAND CORPORATE DEPARTMENT I
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1434
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 15 Jun 2024
No
AH1434
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 15 Jun 2024
No
AH1434
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
11 Sep 2021 - 01 May 2024
No
AH1434
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
11 Sep 2021 - 01 May 2024
No
AH1434
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 May 2016 - 14 Apr 2019
No
AH1434
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
04 May 2016 - 14 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
