Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAKAGI, DAISUKE
Chinese Name of Relevant Individual
HKMA Registration Number
AH1435
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2016 - 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2016 - 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Nov 2016 - 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2016 - 05 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2016 - 05 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Aug 2016 - 05 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2016 - 13 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2016 - 13 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 May 2016 - 13 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAKAGI, DAISUKE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1435
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1435
UBS AG
Type 1: dealing in securities
09 Nov 2016 - 31 Oct 2023
No
AH1435
UBS AG
Type 4: advising on securities
09 Nov 2016 - 31 Oct 2023
No
AH1435
UBS AG
Type 6: advising on corporate finance
09 Nov 2016 - 31 Oct 2023
No
AH1435
UBS AG
Type 1: dealing in securities
01 Aug 2016 - 05 Aug 2016
No
AH1435
UBS AG
Type 4: advising on securities
01 Aug 2016 - 05 Aug 2016
No
AH1435
UBS AG
Type 6: advising on corporate finance
01 Aug 2016 - 05 Aug 2016
No
AH1435
UBS AG
Type 1: dealing in securities
05 May 2016 - 13 May 2016
No
AH1435
UBS AG
Type 4: advising on securities
05 May 2016 - 13 May 2016
No
AH1435
UBS AG
Type 6: advising on corporate finance
05 May 2016 - 13 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.