Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KWAN TSUN
Chinese Name of Relevant Individual
陳君儁
HKMA Registration Number
AH1497
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2022 - 29 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2022 - 29 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2019 - 06 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2019 - 06 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2019 - 21 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2019 - 21 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2017 - 18 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2017 - 18 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2016 - 25 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2016 - 25 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 May 2016 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KWAN TSUN
:
Chinese Name of Relevant Individual
陳君儁
:
HKMA Registration Number
AH1497
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1497
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 May 2022 - 29 Dec 2025
No
AH1497
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 May 2022 - 29 Dec 2025
No
AH1497
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Dec 2019 - 06 Apr 2022
No
AH1497
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Dec 2019 - 06 Apr 2022
No
AH1497
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
12 Oct 2019 - 21 Oct 2019
No
AH1497
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
12 Oct 2019 - 21 Oct 2019
No
AH1497
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2017 - 18 Jul 2019
No
AH1497
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 May 2017 - 18 Jul 2019
No
AH1497
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 May 2016 - 25 Apr 2017
No
AH1497
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 May 2016 - 25 Apr 2017
No
AH1497
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 May 2016 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
