Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AN, JINKWAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH1515
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2017 - 11 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2017 - 11 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
13 Apr 2017 - 11 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2016 - 12 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2016 - 12 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
12 May 2016 - 12 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AN, JINKWAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH1515
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1515
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
13 Apr 2017 - 11 Sep 2020
Yes
AH1515
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
13 Apr 2017 - 11 Sep 2020
Yes
AH1515
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
13 Apr 2017 - 11 Sep 2020
Yes
AH1515
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
12 May 2016 - 12 Apr 2017
No
AH1515
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
12 May 2016 - 12 Apr 2017
No
AH1515
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
12 May 2016 - 12 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.