Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, NICOLE
Chinese Name of Relevant Individual
許雅婷
HKMA Registration Number
AH1530
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2017 - 21 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2017 - 21 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2017 - 21 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2017 - 21 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2016 - 13 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2016 - 13 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2016 - 13 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2016 - 13 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, NICOLE
:
Chinese Name of Relevant Individual
許雅婷
:
HKMA Registration Number
AH1530
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH1530
CITIBANK, N.A.
Type 1: dealing in securities
06 Mar 2017 - 21 Oct 2017
No
AH1530
CITIBANK, N.A.
Type 4: advising on securities
06 Mar 2017 - 21 Oct 2017
No
AH1530
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Mar 2017 - 21 Oct 2017
No
AH1530
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Mar 2017 - 21 Oct 2017
No
AH1530
CITIBANK, N.A.
Type 1: dealing in securities
13 May 2016 - 13 Nov 2016
No
AH1530
CITIBANK, N.A.
Type 4: advising on securities
13 May 2016 - 13 Nov 2016
No
AH1530
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
13 May 2016 - 13 Nov 2016
No
AH1530
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
13 May 2016 - 13 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.